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1993 


A 


KURDISH  PROBLEM  < 
FEDERALISM  OR 
AN  EMERGING  STATE 


BY 


CLARENCE  J.  MORAN 
Central  intelligence  Agency  Civilian 


DISTRIBUTION  STATEMENT  A: 
Approved  for  public  release. 
Distribution  Is  unlimited. 


USAWC  CLASS  OF  1993 


U^.  ARMY  WAR  COUEGE,  CARUSLE  BARRACKS,  PA  17013-5050 


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ABSTRACT 


AUTHOR: 
TITLE: 
FORMAT: 
DATS : 


Clarence  J.  Moran,  GS-15,  CIA 

Kurdish  Problem-Federalism  or  an  Emerging  State 
Individual  Study  Project 

22  Feb  1993  PAGES:  36  CLASSIFICATION:  Unclassified 


Whether  the  Kurds  will  successfully  achieve  democracy  for  Iraq 
and  autonomy  for  Kurdistan  is  more  a  decision  in  the  hands  of  US 
policy  makers  than  the  Kurds.  Before  that  question  can  be 
addressed  the  larger  issue  of  "autonomy  today,  but  a  separate  state 
tomorrow"  has  to  be  ounridered .  No  one  wants  to  support  a  separate 
state  which  would  mean  dissolution  of  the  territorial  integrity  of 
Iraq  and  upsetting  the  regional  balance  of  power.  That  would  also 
run  counter  to  respecting  the  concept  of  a  nation's  sovereignty 
which  is  so  vital  to  maintaining  order  in  the  world.  when  the 
national  interests  of  the  US  are  considered,  especially  in  the 
strategic  sense  or  in  terms  of  natural  resources,  it  is  difficult 
to  make  a  case  for  supporting  the  Kurds  beyond  humanitarian 
assistance.  The  Persian  Gulf  War,  however,  presented  the  US  a  new 
scenario,  highlighted  by  President  Bush's  call  for  the  Kurds  in 
northern  Iraq  and  the  Shia  in  southern  Iraq  to  rise  against  Saddam 
Hussein.  The  resulting  crushing  of  both  revolts  by  Saddam,  and 
ensuing  flight  and  agony  suffered  by  the  Kurds  brought  them  on 
center  stage  for  the  world  to  view.  The  US,  along  with  coalition 
governments,  in  response  to  media  pressure  and  the  humanitarian 
needs  of  the  fleeing  Kurds,  established  a  security  zone  in  northern 
Iraq  for  the  Kurds,  and  later  in  southern  Iraq  for  the  Shia.  This 
has  effectively  split  Iraq  into  three  parts.  The  Kurds  by  holding 
elections,  establishing  a  government,  and  providing  political  and 
civil  administration  in  their  area,  Iraqi  Kurdistan,  now  in  essence 
have  de  facto  autonomy.  This  autonomy,  however,  cannot  be 
sustained  without  US  and  coalition  military  protection.  This  study 
explores  whether  the  Kurds  are  capable  of  self-government  and  the 
implications  of  US  policy  on  the  future  governmental  structure  in 
Iraq . 


ii 


USAWC  MILITARY  STUDIES  PROGRAM  PAPER 


rh«  views  expressed  in  this  paper  are  those  of  the 
author  and  do  not  necessarily  reflect  the  views  of 
the  Department  of  Defense  ox  any  of  Its  agencies. 

This  document  say  not  be  released  for  open  publication 
until  it  has  been  cleared  by  the  appropriate  military 
service  or  government  agency. 


KURDISH  PROBLEM-FEDERALISM  OR  AN  EMERGING  STATE 

AN  INDIVIDUAL  STUDY  PROJECT 
by 

Clarence  J.  Moran 
Central  Intelligence  Agency  ~ 

Dr.  Douglas  V,  Johnson  II 
Project  Adviser 


DISTRIBUTION  STATEMENT  A;  Approved  for  public 
releasej  distribution  is  unllmlted*- 


Accfc.io 

NTiS 

DTIC 


CnA 

TA2 


U  a:,  -.c 

»C E.O’i 


By 

i - 


Dr;t 


U.S.  Army  War  College 
Carlisle  Barracks,  Pennsylvania  17013 


ABSTRACT 


AUTHOR; 
TITLE : 
FORMAT; 
DATE; 


Clarence  J.  Moran,  GS-15,  CIA 

Kurdish  Problem-Federalism  or  an  Emerging  State 
Individual  Study  Project 

22  Feb  1993  PAGES;  36  CLASSIFICATION;  Unclassified 


Whether  the  Kurds  will  successfully  achieve  democracy  for  Iraq 
and  autonomy  for  Kurdistan  is  more  a  decision  in  the  hands  of  US 
policy  makers  than  the  Kurds.  Before  that  question  can  be 
addressed  the  larger  issue  of  "autonomy  today,  but  a  separate  state 
tomorrow"  has  to  be  considered.  No  one  wants  to  support  a  separate 
state  which  would  mean  dissolution  of  the  territorial  integrity  of 
Iraq  and  upsetting  the  regional  balance  of  power.  That  would  also 
run  counter  to  respecting  the  concept  of  a  nation's  sovereignty 
which  is  so  vital  to  maintaining  order  in  the  world.  When  the 
national  interests  of  the  US  are  considered,  especially  in  the 
strategic  sense  or  in  terms  of  natural  resources,  it  is  difficult 
to  make  a  case  for  supporting  the  Kurds  beyond  humanitarian 
assistance.  The  Persian  Gulf  War,  however,  presented  the  US  a  new 
scenario,  highlighted  by  President  Bush's  call  for  the  Kurds  in 
northern  Iraq  and  the  Shia  in  southern  Iraq  to  rise  against  Saddam 
Hussein.  The  resulting  crushing  of  both  revolts  by  Saddam,  and 
ensuing  flight  and  agony  suffered  by  the  Kurds  brought  them  on 
center  stage  for  the  world  to  view.  The  US,  along  with  coalition 
governments,  in  response  to  media  pressure  and  the  humanitarian 
needs  of  the  fleeing  Kurds,  established  a  security  zone  in  northern 
Iraq  for  the  Kurds,  and  later  in  southern  Iraq  for  the  Shia.  This 
has  effectively  split  Iraq  into  three  parts.  The  Kurds  by  holding 
elections,  establishing  a  government,  and  providing  political  and 
civil  administration  in  their  area,  Iraqi  Kurdistan,  now  in  essence 
have  de  facto  autonomy.  This  autonomy,  however,  cannot  be 
sustained  without  US  and  coalition  military  protection.  This  study 
explores  whether  the  Kurds  are  capable  of  self-government  and  the 
implications  of  US  policy  on  the  future  governmental  structure  in 
Iraq. 


ILLUSTRATIONS 


Figure  1 . Oilfields  and  Facilities 

Figure  2 . Ethnoreligious  Groups 

Figure  3 . Dissident  (Kurdish  &  Shiite)  Areas 


iii 


THE  KURDISH  PROBLEM 
FEDERALISM  OR  AM  EMERGENT  STATE 

INTRODUCTION 

The  plight  of  the  Kurds  is  but  one  of  several  major  problems 
in  the  Middle  East  which  has  attracted  United  States  (US)  and  world 
attention.  The  US,  pressured  by  the  media  and  responding  to  the 
inhumane  conditions  being  suffered  by  the  Kurds  after  their 
uprising  against  Saddam  Hussein  during  the  Persian  Gulf  War,  has 
become  a  primary  provider  of  security  to  the  Kurds  in  Iraqi 
Kurdistan.  This  support  is  important  not  only  to  prevent  short¬ 
term  violence  and  instability,  but  to  increase  the  possibility  of 
a  lasting  peace  in  the  area.  While  the  US  must  be  careful  not  to 
become  the  world's  de  facto  policeman,  it  is  not  in  the  US 
interest,  as  the  world's  sole  super  power,  to  be  perceived  as 
having  turned  away  from  its  responsibilities  in  the  aftermath  of 
the  Gulf  War.  The  War  in  the  Persian  Gulf  has  had  a  profound 
impact  on  the  political  and  military  thinking  and  attitudes  of  both 
the  governments  and  populations  of  the  US  and  Iraq  as  well  as  other 
states  with  influence  in  the  region.  Changes  in  alliances  between 
countries  of  the  Middle  East  and  the  US  and  within  the  region  are 
inevitable  even  though  some  governments  are  experiencing  difficulty 
transitioning  from  heavy  handed  policies  which  protect  the  status 
quo.  Governments  which  become  proactive  in  managing  change, 
however,  are  likely  to  be  the  governments  least  adversely  affected 
by  changes  as  they  evolve. 

This  paper  reviews  the  evolution  of  the  Kurds  in  Iraq  by 
examining  their  transition  from  a  powerless  ethnic  group  to  a 


growing  political  entity  that  will  play  an  instrumental  role  in  the 
future  status  of  Iraq  as  a  nation  state.  The  focus  is  on  the 
potential  of  the  Kurdish  people  to  obtain  some  degree  of  autonomy 
and  then  successfully  function  as  part  of  a  central  pluralistic 
governmental  framework  within  Iraq.  Autonomy  is  sometimes 
misunderstood,  but  according  to  Lawrence  Ziring  of  Western  Michigan 
University: 

Autonomy  refers  to  administrative  decision 
making  by  and  for  a  particular  ethnic, 
linguistic,  religious,  or  otherwise  specific 
cultural  entity.  Autonomy  is  not  the  same  as 
sovereignty.  An  autonomous  region  operates 
within  the  confines  of  a  larger  political 
entity  that  is  sovereign  and  hence  preeminent. 

Autonomous  regions,  for  example,  are  not 
empowered  to  organize  their  own  army,  carry  on 
their  own  foreign  policy,  or  issue  their  own 
currency.  They  have  delegated  powers  that 
allow  them  to  administer  their  daily  affairs, 
but  they  do  not  possess  independent  political 
power.'' 

Even  so,  the  thought  of  such  a  proposition  increases  the  fears  of 
Iraq's  neighbors  who  are  concerned  that  this  would  only  be  a  first 
step  in  the  quest  for  an  independent  Kurdish  state.  After  all, 
several  of  these  neighbors  have  large  Kurdish  populations  that  they 
have  oppressed  since  the  fall  of  the  Ottoman  empire. 

It  could  be  argued  that  the  past  instability  caused  by  the 
Kurds  in  their  persistent  quest  for  autonomy  has  contributed  to  the 
balance  of  power  in  the  region  by  requiring  local  governments  (who 
were  not  always  friendly  to  the  US)  to  commit  an  array  of  police, 
security  operatives  and  military  assets  to  keep  the  Kurds  in  check. 
This  notwithstanding,  the  Kurds  in  northern  Iraq  are  now 
beneficiaries  of  the  Persian  Gulf  War,  and  it  must  be  recognized 


2 


that  unprecedented  change  is  underway  regarding  relations  between 
the  Kurds  and  other  opposition  groups  and  how  they  will  ultimately 
deal  with  the  central  government  in  Baghdad.  In  this  paper  the 
premise  is  accepted  that  the  Kurds  have  already  attained  a  degree 
of  autonomy  in  Iraqi  Kurdistan  made  possible  by  the  security  zone 
established  by  and  protected  by  coalition  military  forces. 
Therefore,  the  effort  expended  here  is  to  explore  whether  the  Kurds 
possess  the  capability  to  self  rule,  and  the  sophistication  to  do 
so  in  a  manner  in  which  their  neighbors  will  acquiesce  and  support 
from  their  coalition  sponsors  will  continue. 


KURDS  IN  THE  TWENTIETH  CENTURY 

Most  of  the  modern  nations  of  the  Middle  East  were  created  as 
a  result  of  agreements  between  the  British  and  the  French  at  the 
end  of  World  War  I .  Much  of  the  region  had  belonged  to  the  Turkish 
Ottoman  Empire  for  over  400  years.  Since  Turkey  was  defeated  in 
the  war,  Britain  and  France  became  the  chief  beneficiaries  of  the 
dismemberment  of  the  Ottoman  Empire.  The  area  was  divided  into 
British  and  French  spheres  of  influence  by  the  arbitrary  drawing 
of  national  borders  without  regard  to  ethnic  and  religious  lines, 
or  ancient  water  rights  and  tribal  holdings.  Great  Britain  in 
1918,  only  four  days  after  signing  the  armistice,  occupied  what 
had  been  the  oil  rich  Ottoman  province  of  Mosul,  in  the  southern 
part  of  Kurdistan.  The  Turks  bitterly  protested,  but  Ottoman 
Turkey  was  too  weak  to  oppose  the  British. 


3 


In  1920,  the  British  and  other  Western  allies  established,  in 
the  Treaty  of  Sevres,  a  Kurdish  homeland  out  of  the  remnants  of  an 
area  in  the  eastern  Ottoman  Empire  which  the  Kurds  had 
demographically  dominated  for  centuries.  In  1921,  the  Turks,  after 
having  defeated  the  Greek  army  in  Anatolia  gained  the  leverage  to 
demand  the  treaty's  revision.  The  British  then  abandoned  the  idea 
of  a  pro-British  Kurdistan  and  concentrated  on  keeping  oil-rich 
Mosul.  The  plan  was  to  attach  the  Kurdish  inhabited  Mosul  area  to 
two  other  former  Turkish  provinces — Sunni  Baghdad  in  northern 
Mesopotamia  and  Shiite  Basra  in  southern  Mesopotamia.  This  would 
have  created  a  wealthy,  pro-British  protectorate  strategically 
located  on  the  Gulf.^  These  early  maneuvers  by  the  powers  of  the 
day  to  control  both  natural  resources  and  transportation  routes 
with  little  regard  for  the  indigenous  people  reflect  the  accepted 
norms  of  victors  of  war  throughout  history.  The  lack  of 
sophistication  and  overall  cohesion,  tribalism,  multiple  language 
dialects  and  most  importantly  the  lack  of  a  powerful  sponsor  are 
factors  which  contributed  to  the  Kurds  being  left  again  without  any 
territory  of  their  own  after  World  War  I.  As  we  trace  the  Kurds 
over  the  years  since  World  War  I,  it  becomes  clear  that  successive 
governments  in  Iraq  and  the  other  countries  with  large  Kurdish 
populations  have,  in  varying  extremes,  attempted  to  assimilate  the 
Kurds  into  their  national  fold  by  eradicating  the  Kurdish  culture 
and  suppressing  them  politically. 

In  1925,  a  League  of  Nations  commission  mandated  that  the 
province  of  Mosul  be  incorporated  into  the  new  British  protectorate 


4 


called  Iraq.  It  also  provided  that  the  Kurds  were  to  be  given 
local  autonomy  and  Kurdish  made  the  official  language.  The  Turks, 
determined  to  be  pro-Western,  finally  agreed  to  give  up  Mosul  and 
all  of  its  oil  for  a  mere  500,000  British  pounds.  Many  Turks 
consider  this  a  most  unfortunate  decision  and  have  never  accepted 
this  oil-rich,  non-Arab  region  as  part  of  an  Arab  state. ^  T  a  e 
Kurds,  however,  have  never  been  able  to  achieve  autonomy  or  the 
freedom  of  unrestricted  use  of  the  Kurdish  language.  They  remain 
the  only  grouping  of  over  15  mil  ..ion  persons  which  has  not  achieved 
some  form  of  national  statehood.'^ 

These  Kurdish  issues  of  autonomy  and  language  have  been 
central  tc  the  problems  confronting  Iraq  since  it  was  established 
in  1920.  The  name  Kurdistan  refers  to  an  area  situated  on  the 
border  areas  of  Turkey,  Iraq,  Iran,  Syria  and  the  former  Soviet 
Union  which  comprises  the  pastoral  homeland  of  the  nomadic  Kurds  of 
Indo-European  origin.  The  Kurds  have  existed  as  a  tribal  people 
with  their  own  cultural  tradition  and  language  for  at  least  3000 
years.  Even  so  and  despite  their  strong  desire  for  independence 
from  external  authority,  the  Kurds  have  never  been  united  under  one 
ruler-  The  British  Foreign  an  d  Commonwealth  Office  reports  in  a 
May  1992  Background  Brief  that  tribal  divisions  have  always  been 
deep,  and  that  this  coupled  with  political  differences  between 
conservative  feudal  leaders  and  left-wing  radicals  have  led  to  easy 
exploitation  by  central  governments.^  Although  the  Kurds  are 
generally  described  as  being  a  nomadic  tribal  people,  many  are 
settled  agriculturists  and  most  in  Iraq  live  in  urban  areas. 


5 


Increasing  migration  to  urban  areas  in  Iraq  has  tended  to  weaken 
tribal  bonds,  although  most  Kurds  can  trace  their  origins  to 
particular  tribes.^ 

The  Kurds  were  generally  subject  to  the  nominal  jurisdiction 
of  the  Shah  of  Iran  or  the  Ottoman  sultan  until  the  end  of  World 
War  I.  Nevertheless,  government  authority  was  never  universally 
accepted  by  the  Kurds  in  either  the  Iranian  or  Ottoman  areas.  The 
years  through  1932  saw  many  tribal  uprisings  and  an  attempt  by  the 
monarchy  to  assimilate  tribal  Kurds,  but  this  activity  caused  a 
breach  between  the  nationalist  Kurds  and  the  government.  Social 
upheavals  and  internal  political  instability  involving  opposition 
groups  have  played  a  major  role  in  Iraq's  perception  of  its 
national  security.  This,  along  with  recurrent  revolts  by  the 
Kurdish  minority,  have  consistently  brought  harsh  responses  from 
successive  regimes  to  neutralize  opposition  forces  and  to  restore 
order 

Through  the  years  until  the  1960 's  in  spite  of  the 
unwillingness  of  successive  Iraqi  governments  to  render  more  than 
lip  service  to  Kurdish  autonomy,  Iraqi  Kurds  enjoyed  many  basic 
freedoms  and  perhaps  most  significantly,  recognition  of  their 
separate  ethnic  status.  While  the  Iraqi  Kurds  were  generally  free 
to  do  as  they  pleased  so  long  as  they  caused  no  problems  to  the 
Iraqi  government,  the  Kurds  in  Turkey  and  to  a  lesser  extent  a 
Iran  were  being  persecuted  more  severely  as  Kurds.® 

The  Kurdish  Democratic  Party  (KDP)  led  by  Mulla  Mustapha 
Barzani  conducted  a  fierce  campaign  in  the  1960 's  against  the 


6 


Baghdad  government,  which  feared  that  Kurdish  successes  would  lead 
to  the  secession  of  Kirkuk,  a  major  oil  producing  area.  The  Baath 
Party  which  had  come  to  power  in  1968,  determined  to  end  political 
turmoil,  by  1970,  had  thwarted  several  coup  attempts  and  achieved 
an  increased  level  of  stability  within  the  country.^  The  Baath 
Party  believed  that  most  Western  countries,  particularly  the  United 
States,  opposed  the  goal  of  Arab  unity  as  evidenced  by  the 
partition  of  Palestine  and  creation  of  the  state  of  Israel.  This, 
and  the  subsequent  unwavering  support  to  the  security  of  Israel  by 
the  US,  led  Iraq  to  closer  relations  with  the  Soviet  Union  which 
had  supported  the  Arabs  during  the  1967  and  1973  Arab-Israeli 
Wars.^°  As  the  KDP  campaign  gained  momentum,  the  Baath  Party 
realizing  the  overall  need  to  stabilize  things  agreed  to 
negotiations,  which  in  March  1970  culminated  in  a  15-point  peace 
plan.  Salient  provisions  of  the  plan  stipulated: 

— that  Kurds  would  participate  fully  in  the  government  and 
army,  and  one  national  vice-president  would  be  a  Kurd; 

— that  Kurdish  officials  would  administer  areas  populated  by 
a  Kurdish  majority; 

— that  Kurdish  areas  would  receive  a  fair  share  of  economic 
resources ; 

— that  Kurdish  nationality  would  be  recognized  and  Kurdish 
designated  an  official  language  in  Kurdish  areas  with  Arabic;  and 
— a  census  would  be  taken  to  determine  those  areas  with  a 
Kurdish  majority. 


7 


The  Iraqi  government,  however,  made  little  progress  in 
implementing  the  agreement  even  though  i.t  later  promulgated  an 
autonomy  law  in  1974.  This  was  the  first  real  show  of  how  shrewd 
Saddam  Hussein  could  be  regarding  the  Kurdish  issue  and  his 
commitment  to  Arab  nationalism.  The  tactics  employed  were  to 
alternate  the  use  of  force  with  major  concessions  designed  to 
appease  and  delay  the  Kurds  until  Saddcun  could  consolidate  his 
strength.  Then  ruthless  suppression  followed.  The  1974  autonomy 
law  was  rejected  by  the  Kurds  as  falling  short  of  the  previous 
agreement  with  special  emphasis  on  the  lack  of  representation  in 
the  central  government.  Control  of  oil-rich  Kirkuk  also  remained 
an  resolved  issue  as  the  Iraqi  government  failed  to  conduct  a 
census.  The  Iraqi  government  feared  that  a  census  would  show  a 
Kurdish  and  Turcoman  majority,  thus  substantiating  the  arguments 
for  incorporation  of  Kirkuk  into  the  Kurdish  autonomous  region. 
Fighting  again  erupted  with  the  Kurds  receiving  support  from  Iran 
until  the  1975  Algiers  Agreement  between  Iraq  and  Iran. 
Subsequently,  the  Iraqi  government  initiated  a  construction  program 
in  Kurdish  areas,  redistributed  land  and  allowed  the  return  of  some 
40,000  Kurds  who  had  been  resettled  in  southern  Ira^.  In  July 
1983,  during  the  Iran/Iraq  War,  the  Patriotic  Union  of  Kurdistan 
(PUK),  created  in  1975  by  a  breakaway  faction  of  the  KDP  as  a 
leftist,  urban  and  modernizing  organization  led  by  Jalal  Talabani, 
joined  the  KDP  in  fighting  against  the  Iraqi  government.  The  KDP 
initiative  was  supported  by  Iranian  troops  and  Iraqi  Shiite 
elements  armed  with  weapons  supplied  by  Iran.^^ 


8 


By  1987/  Kurdish  military  and  political  strength  had 
progressively  grown  through  rapprochement  of  the  KDP  and  PUK  and 
subsequent  formation  of  the  Iraqi  Kurdistan  Front,  a  coalition  of 
five  Kurdish  parties.  This  was  a  giant  step  forward  for  the  Kurds 
inasmuch  as  it  signaled  the  beginning  of  a  greater  understanding  of 
the  concepts  of  organization,  unity  and  cohesion  that  would  later 
serve  them  well  in  the  post-Persian  Gulf  War  era.  In  any  case, 
once  the  Iranian  military  threat  diminished  in  the  south,  Saddam 
unleashed  a  major  offensive  action  against  the  Kurds  in  the  north 
destroying  some  3000  Kurdish  villages  and  relocating  some  300,000 
persons  to  camps,  first  in  the  south  and  later  in  the  north.  He 
eliminated  a  large  number  of  male  Barzani  tribe  members,  and  used 
chemical  weapons  killing  several  thousand  more  Kurds. 

In  late  February  1991,  just  after  Iraq's  defeat  by  the 
multinational  coalition  forces  in  the  Persian  Gulf  War,  large 
numbers  of  Shia  in  the  areas  between  Basra  and  Baghdad  as  well  as 
Kurds  in  the  north  revolted  against  the  central  government  in 
Baghdad.  Both  groups  had  been  encouraged  by  public  calls  from 
George  Bush,  the  US  President,  to  revolt  against  Saddam  and  his 
regime.  Saddam,  however,  was  able  to  marshal  his  forces  and 
successfully  put  down  both  revolts,  containing  the  Shia  in  the 
south,  and  causing  hundreds  of  thousands  of  Kurds  to  flee  and  take 
refuge  in  the  mountains  along  the  Iraqi/Turkish  border.  The 
United  Nations  and  US  led  coalition  forces  intervened  on  a 
humanitarian  basis  and  established  a  temporary  security  zone  in  the 
north,  relocated  the  Kurds  from  the  mountains  and  provided  life 


9 


sustaining  humanitarian  assistance  to  them.  The  Iraqi  government 
cooperated  with  the  UN  and  signed  Memoranda  of  Understanding 
allowing  this  humanitarian  endeavor  to  proceed.  Iraq,  however, 
continues  to  violate  the  terms  of  UN  resolution  688  which  demands 
an  end  to  repression  in  Iraq  and  cooperation  with  humanitarian 
ef  forts 

CULTURE  &  RELIGION:  EXPLOITATION,  EXAGGERATION  OR  MYTH 

The  Kurds  have  been  perceived  as  a  warlike,  dirty,  backward, 
illiterate  and  generally  slow-witted  people.^*  They  have  often 
been  held  in  scorn  and  contempt.  Their  long  history  of  warlike 
activities  as  reflected  in  them  serving  as  mercenaries  in  the 
armies  of  the  Middle  East  and  southern  Caucasus  have  led  to 
characterizations  of  them  being  violence  prone.  As  late  as  August 
1992,  the  Kurds  were  being  branded  as  "bandits"  by  Iraqi  Dictator 
Saddam  Hussein  as  they  levied  taxes  at  checkpoints  on  Turkish 
truckers  bringing  goods  through  Iraqi  Kurdistan  and  returning  with 
oil  products  from  the  large  refinery  in  Mosul.  The  sale  of 
gasoline  in  Turkey  by  these  vendors,  in  violation  of  the 
international  trade  embargo  against  Iraq,  brings  about  150  times 
the  price  paid  for  it.”"^  The  banditry  (if  one  chooses  to  label  it 
that)  associated  with  this  activity  might  well  be  overshadowed  by 
the  previous  pressure  tactic  of  the  Saddam  government  of  stopping 
the  shipment  of  all  fuel,  food  and  supplies  to  the  Kurdish  areas, 
including  children's  vaccines  donated  by  the  United  Nations.^® 
Without  the  supplies  being  brought  to  and  through  Iraqi  Kurdistan 


10 


on  the  road  from  Turkey  and  the  revenues  generated  from  the 
taxation  on  this  activity,  Kurdish  survival  would  indeed  be  further 
strained.  Such  activity  is  not  new  as  for  centuries  each  of  the 
major  Empires —  Greek,  Roman,  Mongul,  Persian  and  Ottoman  have  had 
to  contend  with  the  Kurds  who  ostensibly  demanded  some  remuneration 
for  use  of  the  major  communication  and  transportation  routes  they 
controlled  between  the  West  and  the  Far  East.  This  activity  has 
added  to  the  perception  of  the  Kurds  as  being  bandits. 

Even  as  recently  as  the  summer  of  1992,  there  were  some  local 
militias  operating  independently  in  the  countryside  of  Kurdistan 
who  were  levying  taxes  at  checkpoints  and  appropriating  vehicles 
and  machinery  to  sell  in  Iran.^’  A  primary  issue  is  whether  the 
Kurdish  people  can  unite  behind  the  governmental  legislature  that 
was  elected  in  May  and  sworn  in  on  July  4th,  1992.  This  would  give 
some  legitimacy  to  actions  that  would  otherwise  be  viewed  as 
banditry  in  the  international  community.  This  newly  elected 
government  has  appointed  a  police  force  and  school  administration. 
It  also  levies  taxes,  collects  garbage,  delivers  mail  and  oversees 
an  army. 

The  Kurds  have  been  perceived  by  others  in  literature  as  a 
highly  illiterate  people  with  severe  dialectal  differences  within 
their  language  which  serve  as  obstacles  to  their  unity. Although 
there  are  four  major  Kurdish  dialect  groups,  all  varieties  of 
Kurdish  are  Indo-European  and  thus  belong  to  the  same  linguistic 
family  as  the  Persian  language.  Efforts  to  develop  a  standard, 
pan-Kurdish  language  despite  many  attempts  by  Kurds  have  been 


11 


unsuccessful.  This  is  attributable,  in  large  part,  to  the  physical 
fragmentation,  mutual  isolation  and  constant  restrictions  suffered 
by  the  Kurds.  Such  a  goal  is  not  insurmountable  as  was 
demonstrated  by  neighboring  countries  such  as  Saudi  Arabia,  Iran 
and  Syria  who  overcame  their  own  dialectal  differences.^^  These 
countries  were  able  to  overcome  the  problem,  at  least  partially, 
through  the  central  government  promulgation  of  official  national 
languages  and  educational  policies  that  enhanced  the  learning  of  a 
common  language. 

Literacy  is  considered  a  measure  of  modernization  and  often 
reflects  the  policies  of  central  governments  toward  their  ethnic 
minorities.  While  there  is  little  statistical  documentation 
supporting  the  exact  extent  of  literacy  and  in  what  language,  we  do 
know  that  either  the  teaching  of  the  Kurdish  language  itself  or 
teaching  subjects  using  Kurdish  has  been  restricted  in  varying 
degrees  in  Iraq,  Turkey,  Iran  and  Syria.  Literacy  in  Arabic, 
however,  has  been  encouraged.  Levels  of  literacy  tend  to  be  higher 
in  areas  where  Kurdish  is  used  in  school  curriculums.  Some 
estimates  reflect  that  as  many  as  91  percent  of  Kurdish  women  are 
illiterate. Iraqi  Kurds  have  received  sporadic  education  at  the 
primary  and  secondary  levels  in  Kurdish  as  well  as  Arabic  and  have 
enjoyed  the  benefits  of  their  own  university  established  at 
Sulaymania  (recently  moved  to  Arbil).  Thus,  Iraqi  Kurds  by  far 
have  the  highest  literacy  rate  and  are  the  best  educated  of  all 
Kurds  in  Kurdistan. 


12 


with  an  average  literacy  rate  of  52  percent,  the  Kurds  in 
Iran  are  the  least  literate  of  the  major  Iranian  nationalities.^^ 
By  contrast,  the  Persian  language  has  traditionally  been  the  medium 
for  instruction  in  Iran,  although  since  the  Islamic  Revolution  of 
1979,  use  of  minority  languages  has  been  allowed  in  the  press  and 
mass  media. Ethnic  literature  was  also  allowed  to  be  taught  in 
schools  at  all  levels.  Undoubtedly  an  increase  in  literacy  and 
general  education  will  be  reflected  in  the  next  Iranian  census  to 
be  taken  in  1996.  Turkey  forbade  the  use  of  Kurdish  in  1924,  but 
partially  and  unofficially  relaxed  the  policy  in  the  1950 's. 
However,  in  the  1980 's  the  policy  was  reversed  and  toughened.  Such 
restrictions  have  resulted  in  a  marked  imbalance  in  the  level  of 
education  between  Kurds  and  other  citizens  in  Turkey,  with  Kurds 
attaining  less  than  half  the  national  average  for  education. In 
late  1991,  the  Turks  officially  sanctioned  the  publication  of  a  few 
Kurdish  newspapers  and  journals. It  is  too  soon  to  know  whether 
Turkey  will  continue  and  possibly  further  liberalize  policies  to 
include  the  educational  realm  which  would  enhance  the  socioeconomic 
integration  of  the  Kurds  into  Turkish  society. 

In  any  case,  we  know  that  language  has  long  been  a  unifying 
issue  among  the  Kurdish  people  and  symbolizes  the  very  continuation 
of  the  Kurdish  culture.  All  Kurdish  national  groups  have 
consistently  demanded  the  use  of  Kurdish  as  an  official  language. 
While  these  efforts  have  been  uniformly  thwarted  in  Iraq,  Turkey, 
Iran  and  Syria,  Kurdish  music  has  come  to  symbolize  Kurdish 
resistance  to  the  anti-language  policies.  In  several  countries. 


13 


even  the  singing  of  baby  lullabies  is  illegal.  Pauletta  Otis  in  a 
case  study  on  the  Kurds,  completed  for  the  US  Department  of 
Defense,  concludes  that  "Language  has  taken  on  a  symbolic 
character  far  above  its  functional  value. An  argument  could  be 
made  that  it  is  just  this  type  of  symbolism  that  can  unify  a  people 
or  groups  involved  in  political  struggles.  This  is  certainly 
apparent  in  the  persistency  of  the  Kurds  in  seeking  to  maintain 
their  language.  History  is  replete  with  examples  of  the 
suppression  of  minority  languages  by  repressive  or  majority 
governments  as  a  measure  to  control  minority  populations  in  the 
assimilation  process,  ensuring  the  stability  of  the  state  or  status 
quo.  Language  is  viewed  as  basic  to  the  perpetuation  of  a  nation. 
Whether  the  Kurds  have  fully  understood  the  overall  positive 
ramifications  of  the  language  issue  beyond  the  strictly  cultural 
aspects  is  not  clear. 

Kurdistan  is  an  unofficially  recognized,  contiguous  area 
situated  on  the  borders  of  Iraq,  Turkey,  Iran  and  Syria.  Most 
Kurds  are  Sunni  Muslims.  These  include  the  Kurds  living  in  Iraq, 
Turkey,  Iran  and  Syria.  The  Arabs  living  in  the  area  of  Iraq 
immediately  to  the  south  of  the  security  zone  established  by  the 
coalition  forces  are  also  Sunni  Muslims  who  comprise  about  35 
percent  of  the  Iraqi  population.  This  area  includes  Baghdad  and 
currently  the  oil  producing  areas  of  Mosul  and  Kirkuk  which  are 
located  on  the  southern  edge  of  Kurdistan. (map  Figure  1)  Although 
Mosul  is  mostly  inhabited  by  Arabs,  the  surrounding  area  is 
primarily  populated  by  Kurds.  Most  of  the  residents  of  Kirkuk  are 


14 


also  Kurds.  These  areas  are  strictly  controlled  by  Saddam 
Hussein's  government.  About  62  percent  of  the  Iraqi  population  are 
Arab  Shiite  Muslims.  They  predominately  inhabit  the  southeastern 
part  of  Iraq  which  borders  Iran. (map  Figure  2)  The  great  majority 
of  the  Iranian  people  are  Persian  Shiite  Muslims. 

Some  political  analysts  have  voiced  strong  concern  about  the 
potential  risks  to  western  interests  that  would  be  associated  with 
an  Iraq  ruled  by  Shiite  Muslims.  This  concern  peaked  when  Muslims 
violently  rejected  the  western  way  of  life  in  Iran  following  the 
expulsion  of  the  Shah.  Even  though  Iran  has  become  more  moderate 
under  President  Ali  Akbar  Rafsanjani,  many  in  the  US  still  vividly 
recall  the  1979  takeover  of  the  US  Embass-  with  disdain.  The 
Islamic  fundamentalist  and  anti-western  fervor  inspired  by  the 
Ayatollah  Ruhollah  Khomeini,  seen  nightly  on  television  news 
programs  in  the  west,  promoted  anti-Islamic  perceptions  in  the  west 
and  further  damaged  US-Iranian  relations.  This  display  of  anti- 
Americanism  led  to  a  fear  of  the  spread  of  Iranian  Shiite 
fundamentalism  to  Iraq  and  directly  affected  US  policies  which 
became  more  favorable  toward  Iraq,  The  extent  of  animosity  that 
existed  between  predominately  Shiite  Iran  and  Iraq,  as  demonstrated 
by  the  eight-year  Iran/Iraq  War  from  1980-1988,  might  well  have 
been  under  estimated  by  Western  observers. 

In  retrospect,  it  is  quite  clear  that  a  fundamental 
incompatibility  existed  between  Iraqi  Arab  nationalism  and  Iranian 
Islamic  fundamentalism.^®  The  belief  that  ties  between  Persian 
Shiite  Muslims  and  Arab  Shiite  Muslims  would  automatically  prevail 


15 


over  nationalism  was  simply  incorrect.  The  underlying  differences 
between  the  two  states  proved  too  difficult  to  reconcile  and 
ultimately  led  to  the  Iran/Iraq  War.  During  the  war,  the  US  tilted 
toward  and  provided  some  assistance  to  Iraq  in  an  attempt  to 
contain  Shiite  Islamic  fundamental' sm  and  maintain  a  balance  of 
power  in  the  region.  Saddam,  when  given  the  chance,  further 
neutralized  the  appeal  of  revolutionary  Iran  to  Iraqi  Shiites  by 
allowing  the  Iranians  to  bomb  Shiite  areas  of  Iraq  with  virtual 
impunity . 

The  lingering  fear  of  the  spread  of  Islamic  fundamentalism 
later  constrained  the  US  in  its  response  to  the  Shia  call  for 
support  after  they  rebelled  against  the  Saddam  Hussein  regime  in 
the  aftermath  of  the  1991  Persian  Gulf  War.  The  Iraqi  Kurds  caught 
in  the  middle  of  the  Iraqi  escapades  for  dominance  have  given  their 
support  to  whatever  patron  was  more  supportive  of  their  cause. 
This  has  raised  the  question  of  Kurdish  loyalties  although  the 
strong  implication  is  that  the  Kurds  have  been  primarily  interested 
in  achieving  their  own  goals.  During  the  Iran/Iraq  War,  the  Kurds 
were  generally  opposed  to  both  Iran  and  Iraq  given  the  nature  of 
their  repressive  policies  toward  the  Kurds.  The  Kurds,  rather  than 
risk  supporting  the  losing  side  and  incurring  the  wrath  of  the 
winner,  chose  to  play  both  ends  against  the  middle.  While  the 
Kurds  survived  the  war,  they  are  now  labeled  as  traitors  and 
disloyal  elements  by  both  Iran  and  Iraq.^° 

The  US,  its  western  allies,  and  the  Gulf  Cooperation  Council 
countries  are  all  opposed  to  the  idea  of  Islamic  fundamentalist 


16 


rule  in  Iraq.  Therefore,  it  is  important  to  take  a  closer  look  at 
Islam  and  put  it  in  a  more  correct  perspective  as  we  help  construct 
policies  for  the  region.  Clearly,  the  Kurdish  problem  in  northern 
Iraq  cannot  be  adequately  addressed  without  developing  viable 
policies  in  dealing  with  the  Shia  problem  in  southern  Iraq.  It 
could  be  argued  that  Islam  per  se  poses  no  threat  to  western 
societies.  However,  it  is  just  as  important  to  understand  that 
Islam  can  and  has  served  as  a  ur  tying  force  for  political  and 
military  movements  for  many  centuries.  Islam  is  a  powerful 
motivator  for  the  masses  and  could  become  the  dynamic  element  for 
political  change. 

Saddam  uses  Islam  as  a  galvanizer  and  to  reach  the  people  in 
the  streets  of  Iraq.  His  ruthless  behavior  over  time,  however,  has 
seemingly  disallowed  him  the  complete  seduction  of  Arabs  to  rally 
behind  his  causes.  For  example,  when  Saddam  called  upon  Islam  to 
unite  Arabs  in  a  holy  war  against  the  coalition  forces,  it  simply 
did  not  work-  Nonetheless,  the  powers  of  Islam  as  a  unifying 
element  can  be  especially  significant  where  there  exists 
inefficient,  and/or  unfair  and  discriminatory  governmental  systems 
wielding  power  over  majority  Muslim  populations.  It  is  important, 
however,  that  governments  dealing  with  situations  such  as  the 
Iran/Iraq  balance  of  power  understand  the  limitations  of  Islam  so 
that  appropriate  diplomatic  or  military  responses  can  be  used  when 
necessary.  Religion  appears  to  be  but  one  factor  in  the  very 
complex  business  of  analysis  of  the  motivations  involving  people  in 
the  struggle  between  ethnicity,  nationalism  and  self-rule. 


17 


Before  the  coalition  established  the  Shia  security  zone  in 
southern  Iraq  in  1992,  some  political  analysts  believed  the  Shia 
might  come  to  power  in  Iraq  by  taking  advantage  of  their  vastly 
larger  numbers  and  overthrow  the  ruling  Sunnis  led  by  Saddam 
Hussein.  This  thinking  was  more  common  prior  to  the  1980 's,  but 
was  ostensibly  not  sufficiently  alleviated  by  the  Iran/ Iraq  War. 
Even  though  Iraq  had  expelled  between  40,000  and  120,000  Persian 
Shia  before  the  war,  this  neutralization  of  the  threat  of  an 
Iranian  sponsored  fifth  column  did  not  allay  the  fears  of  a 
possible  Iraqi  Shia  revolt. There  were  good  reasons  for  such 
thinking.  Almost  all  of  the  army  officer  corps  had  long  been 
comprised  of  Sunnis  who  never  allowed  the  Shia  to  gain  any  real 
power  in  the  army.  The  primary  mission  of  the  army  was  the 
preservation  of  internal  order  over  a  population  that  was  more  than 
60  percent  Shiite,  and  20  percent  Kurd. 

Since  the  1980 's,  most  top  government  posts,  including  that 
of  President  Saddam  Hussein,  have  been  held  by  Sunnis,  thus 
continuing  to  drive  a  wedge  between  the  Sunnis  and  Shias.^^  Of 
course,  the  concern  about  the  Shia  taking  control  became  somewhat 
dormant  in  the  1980 's  when  the  Iraqi  army  (largely  comprised  of 
Islamic  Shia  soldiers)  was  preoccupied  in  a  war  with  Iran.  Iran 
was  left  economically  and  militarily  weakened  by  the  war  and  has 
since  embarked  upon  a  progrcuti  of  rebuilding.  Although  President 
Rafsanjani  has  improved  relations  with  the  west,  there  remains  a 
powerful  radical  fundamentalist  faction  within  Iranian  political 
and  religious  circles.  Iranian  Islamic  fundamentalists  do  not 


18 


appear  to  have  any  substantial  influence  over  the  Shia  in  southern 
Iraq.  There  are  even  indications  they  are  being  moderated  within 
the  Iranian  government. 


A  POLITICAL  BASIS  FOR  STABILITY  AND  ACCOMMODATION 

Iraq  has  been  a  fragmented  society  struggling  for  nativ^nal 
unity  for  over  70  years.  The  country's  borders  have  no  historical 
basis  and  its  society  consists  of  minorities  who  remain  fragmented. 
The  larger  groups  which  include  Sunnis  ,  Shias,  and  Kurds;  and  the 
smaller  groups  of  Turcomans,  Jews  and  Christians  have  been  unable 
to  evolve  into  a  cohesive  society  as  the  imposition  of  central 
government  policies  has  perpetuated  existing  volatile  social 
conditions  and  fostered  mutual  antagonism  and  suspicion. In  Iraq 
political  organizations  were  far  less  developed  than  those  in 
Turkey,  Syria  or  Iran  as  late  as  the  1940 's.  Baathist  ideas  were 
brought  to  Iraq  by  Syrian  teachers  late  in  1949.  The  Baathists 
tied  the  fulfillment  of  the  emerging  pan-Arab  idea  to  the 
disappearance  of  imperialism  from  the  Arab  world.  In  essence  the 
Baath  party  ideology  was  based  on  Arab  nationalism  and  designed  to 
resolve  the  problem  of  minorities.  The  party  was  fraught  with 
internal  struggles  aggravated  by  ideological  ambiguity  which  led  to 
the  various  military  and  civilian  leaders  to  embrace  different 
aspects  of  socialist,  secular,  religious  or  revolutionary  doctrine 
to  achieve  their  goals.  This  led  to  the  emergence  of  divergent 
groups  and  military  cabals  each  vying  for  Baathist  leadership. 
Finally  in  1968  the  Baathists  took  power  through  a  military-led 


19 


coup.  They  had  once  before,  in  1963,  reigned  for  a  short  period  of 
9  months  after  a  successful  coup.  This  time  around  they  have 
systematically  neutralized  their  opposition,  including  the  Kurds, 
for  25  years  through  a  mix  of  oppressive  measures,  ideology,  and 
the  machinations  of  a  charismatic  leader  -  Saddam  Hussein. 

Many  of  the  long  list  of  Kurdish  political  parties  have  become 
more  or  less  irrelevant  over  the  years.  Strong  tribal  allegiances 
remain  an  important  part  of  Kurdish  society  and  modern  leaders  must 
have  support  from  the  tribal  leaders  in  order  to  survive.  Two 
Kurdish  parties  which  remain  relevant  and  have  been  active  during 
the  reign  of  Saddam  Hussein  and  the  Baath  party  are  the  Kurdish 
Democratic  Party  (KDP)  and  Patriotic  Union  of  Kurdistan  (PUK) .  In 
northern  Iraqi  Kurdistan  the  KDP  led  by  Masoud  Barzani  is  the  more 
traditional  party  with  firm  grass-roots  connections  through  tribal 
and  local  elders  and  community  leaders. In  central  Kurdistan  the 
PUK  led  by  Jalal  Talabani  is  a  more  sophisticated,  modern  and  urban 
organization  with  strong  connections  with  southern  Kurdistan  in 
Iran.  The  PUK  is  less  religious  and  less  tribal  oriented.  The  PUK 
refers  to  the  KDP  as  "  the  hillbillies  who  never  cease  to  be  an 
embarrassment  and  who  never  lose  an  opportur  Ity  to  lose  an 
opportunity. 

Much  has  been  written  about  the  negative  aspects  of 
traditional  tribal  politics  and  the  associated  antiquated  methods 
of  doing  business.  National  coherence  has  long  evaded  the  Kurds 
due  in  large  part  to  their  tribal  social  structure.  In  this 
century,  however,  tribalism  has  waned  and  nomadism  all  but 


20 


disappeared  as  Kurds  have  become  urban  dwellers.  Still,  even 
modern  Kurdish  leaders  such  as  Jalal  Talabani  despite  his 
understanding  of  the  West  and  long  European  residence  has  been 
unable  to  completely  stifle  old  tribal  affinities  and  some 
rivalries.  Kurdish  leaders  have  not  always  been  judged  by  their 
followers  against  the  same  standards  as  leaders  in  the  West  where 
diplomacy  is  important.  Kurdish  leaders  are  looked  upon  as 
concerned  fathers  as  much  as  political  leaders.  Therefore,  their 
mistakes  have  seldom  weakened  their  position  as  leaders  as  long  as 
they  were  perceived  as  doing  what  they  could  and  the  fundamental 
virtues  of  courage,  loyalty,  dignity,  and  magnanimity  were 
maintained. The  traditional  power  that  had  been  wielded  by  tribal 
chiefs  or  aghas,  and  to  a  lesser  extent  by  Muslim  sheiks  came  under 
se]  f  examination  at  the  end  of  the  Iran/Iraq  War.  Kurdish 
intellectuals  and  midlevel  commanders  ultimately  blamed  the 
traditional  Kurdish  leaders  for  several  major  setbacks  in  their 
progress.  These  included  the  collapse  of  the  Kurdish  rebellion  in 
1975,  the  initiation  of  provocative  actions  that  resulted  in 
Saddam's  use  of  chemical  weapons  against  them,  the  destruction  of 
their  villages,  and  the  massive  relocation  campaign  in  the 
1980 's.^®  This  led  in  1988,  to  the  formation  of  the  Iraqi 
Kurdistan  Front  (IKF)  from  eight  major  Kurdish  parties  to  begin 
representing  Kurdish  interests. Although  they  continue  to  play 
a  major  role  in  Kurdish  affairs,  there  has  been  a  gradual 
assumption  of  power  from  the  tribal  chiefs  and  sheiks.  This  became 
apparent  when  the  IKF  took  over  the  political  and  civil 


21 


administration  of  Iraqi  Kurdistan  after  the  withdrawal  of  the  Iraqi 
central  government  from  northern  Iraq. 


US  POLICY  AND  THE  KURDS 

James  Prince,  a  program  assistant  in  the  Middle  East  Studies 
department  at  the  Council  on  Foreign  Relations,  recently  wrote  that 
"United  States  policy  toward  the  Iraqi  Kurds  was  based  on  benign 
neglect  and  political  containment."*'^  This  statement  implies  that 
the  US  has  had  some  responsibility  to  the  Kurds,  but  history 
clearly  contradicts  this  notion.  It  would  be  more  accurate  to  say 
that  the  US  has  preferred  to  pursue  foreign  policy  with  officially 
recognized  governments  of  countries  in  the  Middle  East  without 
.involving  itself  in  the  internal  politics  of  these  countries. 
Illustrative  of  this  is  the  action  taken  by  the  US  Secretary  of 
State  which  directed  that  all  contact  with  Iraqi  dissidents  cease 
after  Iraq  formally  complained  about  the  US  Department  of  State 
receiving  Jalal  Talabani  in  1988.  This  policy  was  later  reinforced 
when  Talabani,  even  with  support  from  congressional  leaders,  was 
again  rebuffed  by  the  State  Department  in  August  1990,  after  Iraq 
had  invaded  Kuwait. 

It  took  the  1991  uprising  of  the  Kurds  following  the  Gulf  War, 
their  subsequent  flight,  and  the  hosting  of  Kurdish  leaders  by  the 
French,  British,  and  Turkish  leaders  before  the  US  government 
capitulated  and  set  conditions  for  meetings  with  the  Kurds. 
Massive  media  coverage  showing  the  inhumane  conditions  being 
endured  by  Kurdish  families  and  harsh  actions  being  perpetrated 


22 


against  the  Kurds  by  Saddam's  military  forces  had  mobilized 
American  public  opinion  to  call  for  the  provision  of  humanitarian 
assistance  to  the  Kurds.  The  large  death  toll  among  men,  women  and 
especially  children  evoked  direct  criticism  from  the  media  of  the 
US  government  for  its  failure  to  assist  the  Kurds  and  support  the 
Iraqi  opposition.  Finally,  the  State  Department  after 
reconsidering  its  policies  set  the  conditions  to  meet  with  the 
Kurds  by  stating  that  it  would  not  support  any  elements  that 
sought  the  dismemberment  of  Iraq  and  further  stipulated  that; 

— the  kurdish  delegation  must  be  representative  and 
include  all  religious  and  sectarian  opposition  elements;  and 

— the  Kurds  must  allay  the  fears  of  their  neighbors, 
namely  Turkey,  that  they  harbored  secessionist  tendencies.*^  US 
concerns  about  protecting  Turkish  interests  is  understandable 
inasmuch  as  Turkey  has  served  as  the  security  anchor  to  NATO,  in 
the  south,  as  a  full  member  since  1952.  Turkish  security  concerns 
had  long  focused  on  the  Soviet  Union  and  although  this  dissipated 
with  the  dissolution  of  the  USSR,  Turkey  remains  a  pro-Western 
oriented  ally.  After  Iraq  invaded  Kuwait,  Turkey  quickly  confirmed 
that  NATO  would  come  to  its  aid  in  the  event  of  an  attack  by  Iraq. 
In  early  April  1991,  while  the  US  was  grappling  with  what  to  do 
about  the  Kurds,  Turkey  was  faced  with  the  more  immediate 
humanitarian  problem  of  providing  life  sustaining  assistance  to 
some  500,000  Kurds  who  were  either  massed  along  or  had  already 
crossed  into  Turkish  border  areas.  The  Turkish  government  was 
reluctant  to  allow  the  Kurdish  refugees  to  move  out  of  the 


23 


mountains  to  more  accessible  areas  within  Turkey  for  fear  it  would 
incur  the  long-term  obligation  for  their  care  and  feeding. 

It  soon  became  clear  that  the  situation  had  become  untenable 
and  the  provision  of  humanitarian  assistance  to  the  Kurds  was 
unsustainable.  Ever  mindful  that  the  world  was  watching  as  the 
Kurdish  drama  unfolded  Turkish  President  Turgut  Ozal,  rather  than 
languishing  in  this  untenable  situation,  decided  to  act.  Ozal 
concluded  that  the  best  solution  was  to  move  the  Kurdish  refugees 
back  to  northern  Iraq,  but  realized  this  was  impossible  without 
providing  the  Kurds  protection  against  Iraqi  forces.  This  was  a 
very  important  and  pivotal  juncture  in  Turkish  policy  towards  Iraq. 
Until  this  point,  Turkey  had  been  "firmly  in  opposition  to  any  sort 
of  partition  of  Iraq  either  implicit  or  explicit,  which  would  imply 
acceptance  of  the  idea  of  Kurdish  autonomy. Nonetheless,  Ozal 
suggested  that  a  safehaven  be  established  for  the  Kurds  in  northern 
Iraq,  through  UN  auspices,  which  was  supported  by  Britain  and  the 
US.  This  ultimately  led  to  the  initiation  of  Operation  Provide 
Comfort  by  coalition  forces  which  established  the  currently 
existing  security  zone  to  which  the  Kurds  returned.  Although  most 
ground  forces  have  been  withdrawn,  the  security  zone  continues  to 
be  protected  by  a  coalition  special  air  detachment  retained  at  the 
Incirlik  Air  Force  Base  in  Turkey.  The  Turkish  parliament  has  so 
far  renewed  the  mandate  of  the  security  force  as  well  as  their 
cooperation  in  support  of  the  security  zone  in  six-month 
increments. 


24 


IRAQ,  THE  WEST,  AND  REGIONAL  DYNAMICS 


After  the  Baathists  gained  power  in  1968,  Iraq  was  viewed  in 
American  circles  as  being  run  by  radical  pro-Soviet  extremists. 
This  perception  precluded  serious  consideration  of  Iraq  as  a 
potential  pro-Western  ally  or  even  as  a  country  with  which  to  have 
dialogue.^  The  Baathist  commitment  to  the  fulfillment  of  pan- 
Arabism  and  the  eradication  of  imperialism  from  the  Arab  world  adds 
only  another  dimension  to  the  problem.  In  addition,  an 
understanding  of  Iraq's  strategic  goals  as  expressed  by  Christine 
Moss  Helms  in  1984,  provides  a  portent  of  possible  future 
difficulties  to  be  expected  in  dealing  with  Iraq.  Helms  wrote 
that: 


All  states  have  minimum  strategic 
requirements,  foremost  of  which  are  the 
security  of  the  state,  national  cohesion,  and 
access  to  the  resources  necessary  to  function 
effectively  as  an  economic  and  political 
entity.  In  Iraq  these  requirements  include 
distribution  rights  to  the  waters  of  the 
Tigris  and  Euphrates  rivers,  economic  and 
political  integration  of  the  northern  Kurdish 
and  southern  Shia  areas  within  the  state, 
security  of  oil  reserves  and  facilities,  and 
guaranteed  safe  passage  for  trade  through  the 
Shatt  al-'Arab  and  the  Gulf.  No  treaty  or 
policy  that  fails  to  guarantee  these  rights 
can  be  expected  to  ensure  for  long  an  attitude 
of  trust  or  stability  in  the  development  of 
relations  between  Iraq  and  its  neighbors  or 
with  its  foreign  allies... A  starting  point  in 
developing  the  common  interests  of  Iraq  and 
outside  powers  would  be  an  expression  of 
mutual  commitment  to  the  territorial  integrity 
of  nations  and  respect  for  the  principle  of 
noninterference  in  the  domestic  affairs  of 
other  countries. 


25 


Iraq  under  Saddam  Hussein  can  be  expected  to  be  unyielding  in 
seeking  the  fulfillment  of  these  strategic  requirements.  Saddam 
sees  himself  as  a  great  and  influential  leader  as  well  as  the 
champion  of  all  Arabs-  He  enjoys  the  popular  support  of  large 
segments  of  the  people  in  many  Arab  countries  even  though  most  Arab 
governments  were  against  the  Iraqi  invasion  of  Kuwait.  The  people 
understand  that  Saddam  is  brutal  and  repressive  but  tend  to  support 
his  stand  against  the  perceived  evils  of  the  West.  Many  Arabs  on 
the  street  have  been  convinced  by  Saddam  that  Western  actions  are 
motivated  by  neo-colonialist  aims  designed  to  ensure  access  to  oil 
at  cheap  prices.'^  There  is  little  documented  information  that 
supports  any  real  intention  of  Saddam  to  more  fully  integrate  the 
Kurds  or  Shia  into  the  Iraqi  political  or  economic  spheres. 

A  POST-GULF  WAR  DIMENSION 

It  is  well  known  that  the  Kurds'  own  tribalism  and  ideological 
differences,  coupled  with  international  indifference  to  their  cause 
has  impeded  their  progress.  A  milestone  was  achieved  in  1988, 
when  the  eight  Iraqi  Kurdish  parties  stopped  fighting  each  other, 
healed  their  internal  rifts  and  formed  the  Iraqi  Kurdistan  Front. 
The  IKF  espouses  goals  committed  to  democracy  for  Iraq  and 
autonomy  for  Iraqi  Kurdistan  although  a  small  minority  of  its 
members  support  a  goal  of  independence  for  Kurdistan.  The  IKF 
Supreme  Body  comprised  of  two  members  of  each  party  and  chaired  by 
the  leaders  of  the  two  main  parties,  Jalal  Talabani  of  the  PUK  and 
Massoud  Barzani  of  the  KDP,  has  provided  political  leadership  and 


26 


administration  in  Iraqi  Kurdistan  since  establishment  of  the 
security  zone  by  the  coalition  forces. 

In  addition  to  the  IKF,  most  opposition  elements  including  the 
Kurds,  Islamists,  and  former  supporters  of  the  Baath  party  were 
united  into  a  single  association  that  resulted  in  the  Iraqi 
National  Congress  (INC).  Kurdish  leaders  and  religious  Shia 
leaders  from  southern  Iraq  agreed  to  work  together,  and  initiated 
a  dialogue  with  over  a  dozen  opposition  leaders  as  early  as 
December  1990.  A  lot  of  effort  was  expended  leading  up  to  proposed 
elections  to  ensure  that  the  US  wishes  for  a  continuation  of  Iraqi 
territorial  integrity  be  understood  and  advocated. 

Free  elections  were  held  in  Iraqi  Kurdistan  on  19  May  1992, 
in  which  a  105-seat  National  Assembly  was  elected  from  the  eight 
political  parties  and  the  few  tribal  leaders  of  the  Iraqi  Kurdistan 
Front.  The  IKF  which  has  been  running  things  since  the  Gulf  War  is 
now  gradually  transitioning  authority  to  the  elected  Kurdish 
parliament.  The  KDP  captured  45  percent  of  the  vote,  and  the  PUK 
won  43  percent  in  the  elections  which  were  conducted  peacefully 
and  considered  fair  by  outside  observers. The  KDP  heads  the 
executive  with  a  prime  minister  from  the  PUK  and  cabinet  positions 
divided  equally  between  the  two  parties.  The  vast  majority  of 
Kurds  are  represented  by  the  KDP  and  PUK  which  have  both  openly 
support  a  federal  system  in  Iraq,  and  are  against  moves  toward 
Kurdish  independence. 

Three  of  the  IKF's  parties  have  been  pushing  for  an 
independent  Kurdistan.  They  are  The  Party  of  Socialism  in 


27 


Kurdistan  (PASOK),  the  Kurdistan  Popular  Democratic  Party  (KPDP) , 
and  the  Kurdistan  Socialist  Party  (KSP).  The  Islamic  Party  of 
Kurdistan  is  opting  for  an  Isleunic  state.  None  of  these  parties 
received  the  required  7  percent  of  the  vote  to  win  seats  in  the 
parliament.  The  Assyrian  Democratic  Movement  whose  numbers  are  in 
dispute  were  allocated  five  seats  in  parliament,  irrespective  of 
votes  received,  to  prevent  international  criticism  and  local 
disapproval.  The  tribes  were  unable  to  muster  the  required  7 
percent  threshold  for  representation  in  parliaunent  and  its  leaders 
are  frustrated  as  their  power,  prestige  and  authority 
dissipates 

The  INC  financially  backed  by  Ahmad  al-Chalabi,  a  European- 
based  Iraqi  banker  and  his  brother,  Hassan  al-Chalabi,  a  former 
University  of  Baghdad  law  professor  whose  students  included 
Talabani,  sponsored  meetings  in  places  such  as  Damascus  and  Vienna 
in  efforts  to  develop  cohesion  and  a  group  supported  political 
agenda.  These  efforts  paid  off  as  an  eight-member  INC  delegation 
which  included  Barzani  and  Talabani  was  received  by  the  US 
Department  of  State  in  July  1992.  This  was  perceived  by  the 
diverse  elements  of  the  Iraqi  opposition  and  most  Middle  East 
observers  as  signaling  US  support  for  the  newly  elected  Kurdish 
government,  and  support  for  the  Kurds  in  any  future  government  in 
Iraq  after  Saddam's  ouster.  After  the  visit  to  Washington, 
unprecedented  cohesion  and  coordination  followed  among  Kurdish 
leaders.  Other  opposition  groups  that  had  remained  skeptical  about 


28 


Kurdish  aspirations  now  formally  recognized  the  Kurdish  lead  which 
included  advocation  of  a  Kurdish  state  within  a  federated  Iraq.*^^ 

Federalism,  however,  is  the  most  contentious  issue  of  concern 
to  some  groups  within  Iraq,  while  other  Islamic  groups  outside  Iraq 
seem  only  to  be  acquiescing  to  the  Kurdish  goals.  Groups  outside 
Iraq  such  as  the  Supreme  Assembly  for  the  Islamic  Revolution  in 
Iraq  and  al-Dawa  (both  based  in  Iran),  and  Arab  nationalists  from 
Syria  and  Saudi  Arabia  voted  to  "respect"  Kurdish  aspirations  only 
after  much  heated  debate  in  a  September  1992  conference.  The  vote, 
reportedly,  was  overwhelmingly  in  favor  of  the  Kurdish  position 
which  suggests  a  positive  aspect  of  the  democratic  process  even  if 
reflecting  only  half-hearted  concurrence.  It  is  important  to  note 
that  Iraqi  Sunni  and  Arab  nationalists  were  the  last  holdouts 
against  federalism. 

Other  signs  of  caution  were  exhibited  at  the  conference  when 
the  Shia  violently  protested  against  the  Kurdish  proposal  to  staff 
the  INC  Leadership  Council  of  three  with  a  Shia  Muslim,  a  Sunni 
Muslim,  and  a  Kurd.  The  Shia  who  comprise  over  60  percent  of 
Iraq's  population  felt  underrepresented.  The  strength  of  the 
Kurdish  position  based  in  part  on  the  real  and  perceived  US 
support,  as  well  as  the  international  legitimacy  and  logistical 
support  being  provided  to  them,  persuaded  the  conferees  including 
the  Shias  to  support  the  Kurdish  proposal.  Talabani  nominated 
Barzani  to  one  of  the  three  posts  on  the  Leadership  Council.  The 
other  positions  were  filled  by  Mohammed  Bahr  al-Ulum,  a  moderate 
Shiite  clergyman,  and  retired  Sunni  Major  General  Hassan  al-Naquib. 


29 


The  move  toward  self-rule  by  Iraq's  3.5  million  Kurds  has  concerned 
Turkey,  Iran  and  Syria,  which  also  have  large  Kurdish 
populations . 

Economically,  the  international  embargo  against  Iraq  and  the 
Iraqi  blockade  of  the  north  have  stifled  economic  activity  in  Iraqi 
Kurdistan.  Agricultural  products  are  unable  to  be  exported,  and 
many  factories  lack  spare  parts  to  operate.  The  landlocked  Iraqi 
Kurdistan  cannot  function  economically  without  an  outlet  through 
Turkey,  Syria  or  Iran. 


CONCLUSION 

When  the  countries  of  the  Middle  East  were  carved  out  of  the 
Ottoman  Empire,  the  Kurds  then  lost  the  opportunity  in  the  early 
twentieth  century  to  govern  themselves.  Thereafter,  they  have  been 
a  disenfranchised  group  dominated  and  oppressed  by  the  host  nations 
in  which  they  live.  Obviously,  cultural,  tribal  and  language 
idiosyncracies  coupled  with  extreme  oppression  perpetrated  against 
them,  have  encumbered  their  ability  to  emerge  as  an  autonomous 
group.  Although  tribalism  still  exists,  it  is  not  the  scune 
insurmountable  obstacle  of  the  past  as  Kurds  have  become  more 
urbanized.  The  Kurds  in  Iraq  are  better  educated  with  the  highest 
literacy  of  all  Kurds  in  Kurdistan. 

In  the  last  25  years,  Iraq  has  failed  under  Baath  Party  and 
Dictator  Saddam  Hussein  rule  to  establish  a  pluralistic  political 
community.  This  has  contributed  immensely  to  the  continuing 
inherent  instability  and  violence  which  has  dominated  the  political 


30 


arena.  After  many  years  of  struggle  and  revolt  seeking  to  achieve 
democracy  for  Iraq  and  autonomy  for  Kurdistan,  the  Kurds  got  their 
big  break — the  Persian  Gulf  War.  The  Iraqi  Army  had  become  the 
fourth  largest  army  in  the  world  with  a  biological  and  chemical 
capability.  This  was  considered,  along  with  the  US  policy  of  using 
overwhelming  force,  when  president  Bush  called  for  the  Kurds  in 
northern  Iraq  and  the  Shia  in  southern  Iraq  to  rise  against  Saddam 
Hussein  in  the  Persian  Gulf  War.  The  resulting  crushing  of  both 
revolts  by  Saddam,  and  the  ensuing  flight  and  agony  suffered  by  the 
Kurds  brought  them  on  center  stage  for  the  world  to  view.  The  US 
pressured  by  the  media  and  responding  to  the  humanitarian  need, 
established  along  with  coalition  governments,  a  security  zone  in 
northern  Iraq  for  the  Kurds,  and  later  in  southern  Iraq  for  the 
Shia.  This  has  effectively  split  Iraq  into  three  parts. (map  Figure 
3)  Subsequently,  the  Kurds  by  holding  elections,  establishing  a 
government,  and  providing  political  and  civil  administration  in 
their  area,  Iraqi  Kurdistan,  now  in  essence  have  de  facto  autonomy. 
This  autonomy,  however,  cannot  be  sustained  without  US  and 
coalition  military  protection.  The  US,  even  in  the  final  days  of 
the  Bush  administration,  has  demonstrated  its  resolve  by  continuing 
to  insist  on  implementation  of  UN  resolutions,  and  even  resorted  to 
military  action  to  maintain  protection  of  the  southern  security 
zone. 

A  review  of  the  events  leading  up  to  the  current  situation  in 
Iraq  seems  to  suggest  that  the  new  Clinton  administration  should 
stay  the  policy  course  set  by  the  Bush  administration.  Most  policy 


31 


makers  recognize  that  access  to  oil  and  peace  in  the  Middle  East 
region  are  indeed  in  the  US  interest,  but  do  not  necessarily  view 
US  support  to  the  Kurds  as  a  means  to  those  ends.  Human  rights, 
however,  have  been  articulated  as  a  part  of  the  US  international 
diplomatic  agenda,  and  consequently  cannot  be  ignored.  Still  it 
would  be  a  mistake  to  view  the  Kurds  and  their  aspirations  for 
autonomy  as  the  primary  US  goal  in  Iraq.  Nonetheless,  if  the  US 
led  coalition  abandoned  the  Kurds  while  Saddam  remains  in  power  it 
would  be  perceived  as  a  sign  of  weakness  in  the  international  arena 
and  ultimately  lead  to  renewed  attacks  by  Saddam  against  the 
Kurds .  The  goal  should  be  to  maintain  the  regional  balance  of 
power  and  stability  that  can  now  only  be  achieved  through  a  new 
political  order  in  Iraq.  The  Kurds  are  simply  in  a  unique  position 
to  benefit  from  the  situation,  and  possibly  become  a  part  of  the 
political  structure  that  will  follow  the  Saddam  regime. 

Clearly,  the  Kurds  now  have  de  facto  autonomy,  and  with 
coalition  security  support,  have  led  Iraqi  opposition  groups  to 
unprecedented  levels  of  cooperation.  In  their  quest  for  self- 
government,  the  Kurds  are  openly  committed  to  the  preservation  of 
Iraqi  territorial  integrity,  a  pre-condition  of  continued  US 
support.  This  should  be  the  primary  determinant  of  current  US 
policy,  rather  than  to  allow  policy  to  be  driven  by  the  known 
desire  of  the  Kurds  to  one  day  have  their  own  separate  state.  The 
Kurds  simply  could  not  be  successful  in  any  endeavor  to  achieve 
autonomy  in  a  separate  state  in  the  current  political  climate. 
Iraqi  Kurdistan  is  a  landlocked  area  which  requires  access  to  the 


32 


transportation  routes  of  neighboring  countries  for  the  transhipment 
of  goods.  Turkey  now  reluctantly  allows  humanitarian  assistance  and 
security  elements  to  operate  from  its  territory.  However,  neither 
Turkey  nor  any  other  neighbor  of  Iraqi  Kurdistan  would  support  or 
cooperate  in  the  existence  of  a  Kurdish  state. 

Iraq  with  its  pluralistic  characteristics  is  unworkable  as  it 
has  been  governed  in  the  past,  especially  under  Saddam  Hussein. 
Therefore,  some  type  federation  of  autonomous  provinces  may  indeed 
be  the  best  next  step  for  Iraq  since,  at  present,  there  appears  to 
be  no  viable  alternative. 


33 


Ethnoreligious  Groups 


“tr^r.c  re:.g:c;.s  crc-ps 
pe'c&*"-t  c‘  pcp«:at.or 


IX  K  vrr^r^. 


ENDNOTES 


^Lawrence  Ziring,  The  Middle  East;  A  Political  Dictionary 
f Santa  Barbara.  Ca. !  ABC-CLIO.  Inc..  1992)  84-85. 

^  Robert  D.  Kaplan,  "Iraqi  Indigestion,"  The  New  Republic, 
(October  1990): 14. 

^Ibid.,  15. 

'^Committee  Against  Repression  and  for  Democratic  Rights  in 
Iraq,  Saddam's  Iraq;  Revolution  or  Reaction  (London;  Zed  Books 
Ltd.,  1986),  177. 

^Foreign  &  Commonwealth  Office,  The  Kurdish  Problem  in  Iraq 
(London,  May  1992),  1. 

^Pauletta  Otis,  Displaced  Civilians  in  Zones  of  Conflict, 
Case  Study;  The  Kurds  (United  States  Army,  January  1990)  9-12. 

^Helen  Chapin  Metz,  Iraq;  A  Country  Study  (Washington, 
D.C.;  Department  of  the  Army,  1990),  215-16. 

^Ibid. 

’ibid. 

“'“ibid.,  203. 

^^Foreign  &  Commonwealth  Office,  2. 

^^ibid,  4. 

^^ibid.,  3. 

’’^Ibid,  4. 

“■^Ibid,  4-6. 

^^Otis,  10. 

Chris  Hedges,  "Kurds  Creating  a  Country  on  the  Hostile 
Soil  of  Iraq,"  New  York  Times.  12  August  1992,  Al. 

^®Ibid. 

^’Hedges,  A1,A6. 

2°Otis,  15-16. 


37 


^^Mehrdad  R.  Izady,  The  Kurds; _ A  Concise  Handbook 

{Washington,  D.C.;  Taylor  &  Francis,  Inc.,  1992)  179. 

Short,  Martin  and  Anthony  McDermott.  The  Kurds.  London: 
Minority  Group  Studies  Report,  1981,  p.6. 

^^Izady,  179. 

^'^Izady,  180. 

^^Ibid. 

^^Izady,  179-80. 

2^0tis,  15-16. 

^®Christine  Moss  Helms,  Iraqi;  Eastern  Flank  of  the  Arab 
World  (Washington,  D.C.;  The  Brookings  Institution,  1984)  151. 

^^Kaplan,  15. 

^°0tis,  36. 

^’’Helms,  187. 

^^Metz,  95-6, 

^^Abbas  Kelidar,  Iraq,  The  Search  for  Stability  (London: 
The  Eastern  Press,  1975)  3. 

^"^Ibid,  7. 

^^Izady,  207. 

^^Ibid. 

^^Ibid.,  206. 

James  Prince,  "A  Kurdish  State  in  Iraq?  Current  History 
(January  1993):  18. 

^^Ibid,  20. 

"^^Ibid. 

"•^Ibid. 

"^^ibid. 


38 


Hale,  "Turkey,  the  Middle  East  and  the  Gulf 
Crisis,  International  Affairs  68,4  (1992):  688. 

‘^Helms,  204. 

^^ibid.,  205. 

'^^Mary  E.  Morris,  "Regional  Dynamics  of  the  Gulf  Crisis." 
Paper  presented  to  U.S.  Naval  Reserve,  February  7,  1991,  Los 

Angeles,  California. 

^^Prince,  18-9. 

"-^Ibid.,  19-20. 

^^Ibid.,  21-22. 

5°Ibid. 

^^Associated  Ptess,  "Iraqi  Opposition  Picks  Leaders," 
Washington  Post,  1  November  1992,  p.  A35. 


39 


40 


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42